Louis Nicholas Mancinelli

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 07/2023
  Securities America Inc.
  Green Brook, NJ
• 12/2015 → 08/2023
  Securities America Advisors
  Green Brook, NJ
• 08/2023 → Present
  Cadaret, Grant & Co., Inc.
  Green Brook, NJ
• 07/2025 → Present
  Lpl Financial Llc
  Branchburg, NJ

Previous Registrations

• 2023-08-11 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Branchburg, NJ
  Syracuse, NY
  Green Brook, NJ
• 2015-12-17 → 2023-08-22
  Securities America Advisors, Inc.
  Green Brook, NJ
  Branchburg, NJ
• 2015-01-14 → 2015-12-18
  Ridgeway Conger Advisory Services
  Green Brook, NJ
  New Woodstock, NY
• 2012-06-26 → 2014-12-31
  Ridgeway Conger Advisory Services
  Green Brook, NJ
  New Woodstock, NY
• 2007-10-17 → 2011-10-26
  World Investments, Llc
  Green Brook, NJ
  Green Brook, NJ
  Somerset, NJ
  Bayonne, NJ
  Annandale, NJ
• 2002-07-25 → 2007-02-07
  Your Money Matters Brokerage Services, Inc.
  Somerset, NJ
  Clinton, NJ
  Clinton, NJ

Other Businesses

Insurance sales, life/health and LTC through HCB (Highland Capital Brokerage), no ownership/agent, investment related, 10/19/2017 to present, 5 hours per month, 3 hours during trading, earn commission, insurance sales.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-01-19