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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-08
  • TX RA
    APPROVED
    Since 2023-12-08

Branch Locations

5960 Berkshire Ln Ste 1200, Dallas, TX 75225 • United States

Waxahachie, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dallas TX 10/2012 12/2023
Joe A Chairez Jr, Llc. Waxahachie TX 09/2015 12/2023
Ameriprise Financial Services Dallas TX 12/2023 12/2023
Ameriprise Financial Services, Llc. Dallas TX 12/2023 Present
Previous Registrations
  • 2012-10-01 → 2023-12-09
    Dallas, TX
  • 2012-06-01 → 2012-10-01
    Chase Investment Services Corp.
    Dallas, TX
    Dallas, TX
  • 2008-10-01 → 2012-05-15
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
  • 2008-02-22 → 2008-10-01
    J.P. Morgan Securities Inc.
    Dallas, TX
Other Businesses

Business Ownership; Joe A Chairez Jr LLC; Owner; Joe A Chairez Jr LLC Presently a production company for video and photography.; 220 Rawhide St, , Waxahachie , TX, 75165; Not Investment-Related; 11/13/2015; 1 to 9 hours per month; 0 during trading hours / Joe A Chairez Jr CHPC; Owner; Consulting; 220 Rawhide St, , Waxahachie, TX, 75165; Not Investment-Related; 04/14/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Joe A Chairez Jr LLC; I am authoring a book intended to educate clients and prospective clients on investment concepts and strategies. The content will focus on publicly traded dividend growth stocks and private market investments, including private debt, private equity, and private real estate. The purpose of the book is to provide general educational information, not individualized advice, and it will not recommend specific securities or solicit transactions.; 220 Rawhide St, , Waxahachie, TX, 75165; Investment-Related; 11/27/2025; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-10
S65 Uniform Investment Adviser Law Examination 1993-03-02
S63 Uniform Securities Agent State Law Examination 1984-03-16
  • S66 Uniform Combined State Law Examination
    2008-02-10
  • S65 Uniform Investment Adviser Law Examination
    1993-03-02
  • S63 Uniform Securities Agent State Law Examination
    1984-03-16
Designations
Other Names
  • Joe Angel Chairez
  • Joe Angel Chairez

View on SEC IAPD

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