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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-08 |
Branch Locations
5960 Berkshire Ln Ste 1200, Dallas, TX 75225 • United States
Waxahachie, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Dallas | TX | 10/2012 | 12/2023 |
| Joe A Chairez Jr, Llc. | Waxahachie | TX | 09/2015 | 12/2023 |
| Ameriprise Financial Services | Dallas | TX | 12/2023 | 12/2023 |
| Ameriprise Financial Services, Llc. | Dallas | TX | 12/2023 | Present |
Business Ownership; Joe A Chairez Jr LLC; Owner; Joe A Chairez Jr LLC Presently a production company for video and photography.; 220 Rawhide St, , Waxahachie , TX, 75165; Not Investment-Related; 11/13/2015; 1 to 9 hours per month; 0 during trading hours / Joe A Chairez Jr CHPC; Owner; Consulting; 220 Rawhide St, , Waxahachie, TX, 75165; Not Investment-Related; 04/14/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Joe A Chairez Jr LLC; I am authoring a book intended to educate clients and prospective clients on investment concepts and strategies. The content will focus on publicly traded dividend growth stocks and private market investments, including private debt, private equity, and private real estate. The purpose of the book is to provide general educational information, not individualized advice, and it will not recommend specific securities or solicit transactions.; 220 Rawhide St, , Waxahachie, TX, 75165; Investment-Related; 11/27/2025; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-10 |
| S65 | Uniform Investment Adviser Law Examination | 1993-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-16 |
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