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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-29 |
Branch Locations
2850 North Harwood 18Th Floor & 17Th Floor, Dallas, TX 75201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, Na | Dallas | TX | 01/2010 | 01/2021 |
| Stifel Nicolaus & Co Inc | Dallas | TX | 01/2021 | Present |
1. Boat Rental; Greenbriar, TX 75225; Owner; 9/15/23; 0 hr/day; Not During Securities Trading Hours; Not Investment Related. 2. Salesmanship Club of Dallas; 106 E. 10th st. Dallas TX 75203-2296; Charity; a board member on the Foundation; review finances and performance of the Foundation investments; 09/01/2024; 3.00hrs/quarter; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-29 |
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