William W Yates

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palo Alto, CA
• 06/2011 → Present
  Bank Of America, N.A.
  San Jose, CA

Previous Registrations

• 2004-02-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Palo Alto, CA
  Palo Alto, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  Redwood City, CA
  Palo Alto, CA
  Saratoga, CA
• 1997-07-08 → 2004-03-11
  Ubs Financial Services Inc.
  Menlo Park, CA

Other Businesses

I*1401283For profit or not for profit: Entity For ProfitName of outside business organization: 315 VistaInvestment related: NAddress of business: Watsonville, California, 95076, United StatesNature of business: ["Sole Proprietorship"]Position, title, association: ["Owner"], Start date of relationship: 4/12/2019Number of hours devoted: 2 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Maintenance of vineyard and sale of grapes in my front yard. I*4744267 Entity Type: N/A Name of OBA: B Y TTEE D Y TTEE U/A DTD 02/17/2006 Address: Watsonville, California, 95076 Investment Related: No Position, Title, Association: TRUST//GRANTR//TTEE Employee Start Date: 01/20/2020 Number of Hours: 3, Weekly Number of Hours during trading: 0, Weekly Duties: Self/Spouse

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-09-29
• S63 Uniform Securities Agent State Law Examination
  1984-01-04

Other Names

• Bill Yates
• William Yates
• William Webster Yates