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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-14 |
Branch Locations
2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Michael A Lawlor, P.C. | Flourtown | PA | 05/1992 | Present |
| Pruco Securities, Llc. | Chalfont | PA | 10/2014 | Present |
| Prudential Insurance Company Of America | Chalfont | PA | 10/2014 | Present |
| Lpl Enterprise, Llc | Warrington | PA | 11/2024 | Present |
Thomas & Elizabeth Sutton~9513 Eighth Bay Street, Norfolk, VA 23518~Trustee~N~Successor Trustee for sister & brother-in-law~12/10/2015~0 hrs/mo~0 trading hrs/mo BACK UP EXECUTOR FOR TOM AND CAROL HALLINAN POSITION: Back up executor NATURE: Fiduciary Appointment (e.g., Trustee, Executor, POA) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/22/2020 ADDRESS: 1432 Bethlehem Pike, Flourtown PA 19031, United States DESCRIPTION: Will act as back up executor for each spouse. Upon the death of the first spouse, I will become primary executor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-04 |
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