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Michael Andrew Lawlor

LPl Enterprise, LLC

Warrington, PA

CRD 1222983

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael A Lawlor, P.C. Flourtown PA 05/1992 Present
Pruco Securities, Llc. Chalfont PA 10/2014 Present
Prudential Insurance Company Of America Chalfont PA 10/2014 Present
Lpl Enterprise, Llc Warrington PA 11/2024 Present
  • 05/1992 → Present
    Michael A Lawlor, P.C.
    Flourtown, PA
  • 10/2014 → Present
    Chalfont, PA
  • 10/2014 → Present
    Prudential Insurance Company Of America
    Chalfont, PA
  • 11/2024 → Present
    Warrington, PA
Previous Registrations
Other Businesses

Thomas & Elizabeth Sutton~9513 Eighth Bay Street, Norfolk, VA 23518~Trustee~N~Successor Trustee for sister & brother-in-law~12/10/2015~0 hrs/mo~0 trading hrs/mo BACK UP EXECUTOR FOR TOM AND CAROL HALLINAN POSITION: Back up executor NATURE: Fiduciary Appointment (e.g., Trustee, Executor, POA) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/22/2020 ADDRESS: 1432 Bethlehem Pike, Flourtown PA 19031, United States DESCRIPTION: Will act as back up executor for each spouse. Upon the death of the first spouse, I will become primary executor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-08
S63 Uniform Securities Agent State Law Examination 2011-10-04
  • S66 Uniform Combined State Law Examination
    2019-08-08
  • S63 Uniform Securities Agent State Law Examination
    2011-10-04

View on SEC IAPD

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