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Steve Gerald Johnson

Hornor, Townsend & Kent, LLC

Carlton, OR

CRD 1222941

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Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2006-10-03
  • OR RA
    APPROVED
    Since 2006-10-03

Branch Locations

Carlton, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Ins Co Portland OR 04/1982 Present
Hornor, Townsend & Kent, Inc. Portland OR 04/1982 Present
  • 04/1982 → Present
    Penn Mutual Life Ins Co
    Portland, OR
  • 04/1982 → Present
    Hornor, Townsend & Kent, Inc.
    Portland, OR
Other Businesses

1) INSURANCE BROKERAGE -1847FINANCIAL, INVESTMENT RELATED, 4905 HWY 47, CARLTON, OR 97111, LIFE INSURANCE SALES/SERVICE, PROPRIETOR/OWNER, START DATE: 1982, APPROXIMATE NUMBER OF HOURS/MONTH: 40, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: 40, DUTIES: INSURANCE SALES AND SERVICES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2)COMMERCIAL FISHING BUSINESS - NO DBA, NOT INVESTMENT-RELATED, PACIFIC OCEAN, WEST COAST OFF OREGON, TROLL SALMON PERMIT, PROPRIETOR/OWNER, START DATE: 1980, APPROXIMATE NUMBER OF HOURS/MONTH: LESS THAN 10, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: LESS THAN 10, DUTIES: I OWN A 20 FOOT BOAT AND CATCH SALMON. 3) BOARD MEMBER OF THE PACIFIC CITY DORYMENS ASSOCIATION | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: DIRECTOR | ADDRESS: PACIFIC CITY DORYMEN'S ASSOCIATION PO BOX 728 PACIFIC CITY, OREGON 97135 | START DATE: 1/1/2010 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ATTEND TWO MEETINGS YEARLY : HELP SET UP THE DISPLAYS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-10-21
  • S63 Uniform Securities Agent State Law Examination
    1988-10-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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