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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-06-21 |
Branch Locations
170 Radnor Chester Road, Suite 101, Radnor, PA 19087 • United States
142 West 57Th Street 12Th Fl, New York, NY 10019 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | New York | NY | 03/2008 | 01/2020 |
| Wedbush Securities Inc. | New York | NY | 01/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-23 |
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