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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-11-12 |
Branch Locations
12 Christopher Way Suite 200, Eatontown, NJ 07724 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 08/2010 | 09/2022 |
| First Allied Advisory Services, Inc. | San Diego | CA | 09/2016 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | St Cloud | MN | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1. UPS - NJ - PART TIME LOADER - SORT PACKAGES, DELIVER & PICK UP ALL SORTS OF PARCELS IN NJ. 8/26/02 - PRESENT - 22-25 HRS. PER WEEK. 2. DBA: GRIECO FINANCIAL SOLUTIONS LLC. STARTED 6/28/2010. SPEND 20 HOURS PER MONTH, ALL DURING MARKET HOURS ON THE BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-08 |
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