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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
Branch Locations
1241 Pittsford Victor Rd, Pittsford, NY 14534 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rochester | NY | 11/1994 | Present |
| Bank Of America, Na | Pittsford | NY | 09/2009 | Present |
I*41906 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MONROE COMMUNITY COLLEGE FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: ROCHESTER, NEW YORK 14604 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 8/1/2011 NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NON-BOARD COMMITTEE MEMBER OF THE FINANCE AND INVESTMENT COMMITTEE. ASSIST WITH OVERSIGHT OF BUDGET AND INVESTMENT ACTIVITIES. I*122308 For profit or not for profit: Non-Profit Organization Name of outside business organization: Greater Rochester Health Foundation Investment related: N Address of business: Rochester, New York 14614 Nature of business: Charitable Organization, Position, title, association: , Start date of relationship: 8/1/2019 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: RGHF is an independent not for profit foundation dedicated to improving the health status of residents of the greater Rochester community through grant making and partnerships with other health related organizations within the 9 county area. I*128688 For profit or not for profit: Non-Profit Organization Name of outside business organization: University of Rochester Medical Center Investment related: N Address of business: rochester, New York 14642 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 2/1/2020 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: The University of Rochester Medical Center encompasses Strong Memorial Hospital , it's Medical Schools and affiliated hospitals. This board responsibility is to "Govern" not " Manage" the overall organization.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-04 |
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