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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2016-09-27 |
| PA | RA | APPROVED | 2016-09-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co Inc | Wayne | PA | 08/2008 | 09/2016 |
| Morgan Stanley Smith Barney | Wayne | PA | 06/2009 | 09/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bala Cynwyd | PA | 09/2016 | Present |
| Bank Of America, N.A. | Bala Cynwyd | PA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-10 |
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