Kevin James Duffin

Current Employers

Employment History

• 01/1993 → Present
  Kevin J. Duffin "Self Employed"
  Dayton, OH
• 08/2009 → 09/2019
  Summit Brokerage Services Inc
  Dayton, OH
• 04/2006 → 11/2016
  Brower Investment Advisers, Llc
  Dayton, OH
• 12/2012 → 07/2023
  Marsh & Mclennan Agency
  Dayton, OH
• 06/2016 → 07/2023
  Mma Securities Llc
  Dayton, OH
• 09/2019 → Present
  Cetera Wealth Services, Llc
  Dayton, OH
• 10/2023 → Present
  Advanced Financial Group
  Kettering, OH
• 11/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-06-22 → 2023-08-07
  Mma Securities Llc
  Dayton, OH
  Dayton, OH
  Dayton, OH
• 2011-06-08 → 2016-11-17
  Brower Investment Advisers, Llc
  Dayton, OH

Other Businesses

(1) USO CENTRAL & SOUTHERN OHIO; NOT INVESTMENT RELATED; 4200 HOOVER RD, GROVE CITY, OH 43213; BOARD OF DIRECTORS FOR NON-PROFIT; BOARD MEMBER; START 5/1/2017; APX 4-5 HOURS/MONTH, NONE DURING TRADING; PROVIDE MISSION-BASED LEADERSHIP, STRATEGIC OVERSIGHT, AND GOVERNANCE OF THE USO CSO ORGANIZATION (2) NAME OF OTHER BUSINESS: ADVANCED FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-08-23