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Leslie Harold Zuckerman

LPl Financial LLC

Hollywood, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-09
  • FL RA
    APPROVED
    Since 2020-12-09

Branch Locations

4000 Hollywood Blvd. Ste 630 N, Hollywood, FL 33021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kramer, Green & Zuckerman Hollwood FL 03/1983 Present
Kestra Financial Services, Inc Austin TX 04/2016 11/2020
Lpl Financial Llc Hollywood FL 12/2020 Present
  • 03/1983 → Present
    Kramer, Green & Zuckerman
    Hollwood, FL
  • 04/2016 → 11/2020
    Kestra Financial Services, Inc
    Austin, TX
  • 12/2020 → Present
    Hollywood, FL
Previous Registrations
  • 2016-04-29 → 2020-12-09
    Hollywood, FL
  • 1997-12-24 → 2016-09-22
    Kestra Investment Services, Llc
    Hollywood, FL
    Hollywood, FL
  • 1993-02-26 → 2003-04-23
    Mony Securities Corporation
    South Hollywood, FL
Other Businesses

1)12/7/2020- Non-Variable Insurance- Agent selling Life, Group Insurance, LTC, Health Insurance, Disability- Inv. Related- Hollywood, FL - start date 11/12/2020- 40hrs/tmh 2)12/7/2020- Ordained Minister- Non-Inv. Related- FORT LAUDERDALE, FL- start date 10/7/2019- 0% 3)12/7/2020- Barbara Stillman Family Irrevocable Trust- Trustee- Act in a Fiduciary Capacity- Inv. Related- Hollywood, FL- start date 9/1/2009- 0% 4)12/7/2020- Rosenthal Family Trust- Trustee- Act in a Fiduciary Capacity- Inv. Related- Hollywood, FL- start date 2/18/2003- 0% 5)12/7/2020- Epstein Family Irrevocable Trust- Act in a Fiduciary Capacity- Inv. Related- Hollywood, FL- start date 9/27/2004- 0% 6) 12/7/2020 - Patagonia Insurance Agency, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 10/04/2018 - 10 Hours Per Month/1 Hour During Securities Trading - Time Spent 2% - Medicare supplement. 7) 04/20/2022 - FDR Financial Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 30 Hours Per Month/30 Hours During Securities Trading. 8) 04/20/2022 - Financial Design Resource Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 30 Hours Per Month/30 Hours During Securities Trading. 9) 04/20/2022 - FDR Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 30 Hours Per Month/30 Hours During Securities Trading. 10) 06/14/2022 - Kramer Green Zuckerman Greene & Buchsbaum - Investment Related - At Reported Business Location(s) - Other - Legal services - Start Date - 06/03/2022 - 20 Hours Per Month/ 20 Hours During Securities Trading. 11) 04/25/2023 - Pollen Insurance Group LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 04/14/2023 - 5 Hours Per Month/1 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-03-05
  • S63 Uniform Securities Agent State Law Examination
    1996-03-05

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