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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-12-09 |
Branch Locations
4000 Hollywood Blvd. Ste 630 N, Hollywood, FL 33021 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kramer, Green & Zuckerman | Hollwood | FL | 03/1983 | Present |
| Kestra Financial Services, Inc | Austin | TX | 04/2016 | 11/2020 |
| Lpl Financial Llc | Hollywood | FL | 12/2020 | Present |
1)12/7/2020- Non-Variable Insurance- Agent selling Life, Group Insurance, LTC, Health Insurance, Disability- Inv. Related- Hollywood, FL - start date 11/12/2020- 40hrs/tmh 2)12/7/2020- Ordained Minister- Non-Inv. Related- FORT LAUDERDALE, FL- start date 10/7/2019- 0% 3)12/7/2020- Barbara Stillman Family Irrevocable Trust- Trustee- Act in a Fiduciary Capacity- Inv. Related- Hollywood, FL- start date 9/1/2009- 0% 4)12/7/2020- Rosenthal Family Trust- Trustee- Act in a Fiduciary Capacity- Inv. Related- Hollywood, FL- start date 2/18/2003- 0% 5)12/7/2020- Epstein Family Irrevocable Trust- Act in a Fiduciary Capacity- Inv. Related- Hollywood, FL- start date 9/27/2004- 0% 6) 12/7/2020 - Patagonia Insurance Agency, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 10/04/2018 - 10 Hours Per Month/1 Hour During Securities Trading - Time Spent 2% - Medicare supplement. 7) 04/20/2022 - FDR Financial Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 30 Hours Per Month/30 Hours During Securities Trading. 8) 04/20/2022 - Financial Design Resource Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 30 Hours Per Month/30 Hours During Securities Trading. 9) 04/20/2022 - FDR Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/30/2015 - 30 Hours Per Month/30 Hours During Securities Trading. 10) 06/14/2022 - Kramer Green Zuckerman Greene & Buchsbaum - Investment Related - At Reported Business Location(s) - Other - Legal services - Start Date - 06/03/2022 - 20 Hours Per Month/ 20 Hours During Securities Trading. 11) 04/25/2023 - Pollen Insurance Group LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 04/14/2023 - 5 Hours Per Month/1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-03-05 |
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