Patrick Ward Day

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1992 → 11/2018
  Edelman Financial Services Llc
  Fairfax, VA
• 04/2016 → 10/2018
  Ef Legacy Securities, Llc
  Henrico, VA
• 11/2018 → Present
  Financial Engines Advisors L.L.C.
  Sunnyvale, CA

Previous Registrations

• 1990-07-22 → 2018-11-01
  Edelman Financial Services, Llc
  Fairfax, VA
  Fairfax, VA

Other Businesses

1) N/A; INVESTMENT RELATED: No; ADDRESS: Centerville, VA 20120; NATURE: Author; POSITION: Sole Proprietor; START DATE: 05/01/2024; NUMBER OF HOURS/MONTH: 20 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 5 Hrs.; DUTIES: writing occasional articles for sub stack that supports my book which will be published on June 18,2024 (previously approved). Do not give investment advice more generally life planning and way to think about wealth. 2) None; INVESTMENT RELATED: No; ADDRESS: Centerville, VA 20120; NATURE: Author; POSITION: Sole Proprietor; START DATE: 05/01/2024; NUMBER OF HOURS/MONTH: 20 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 05 Hrs.; DUTIES: Writing occasional articles for sub stack that supports my book which will be published on June 18,2024 (previously approved). Do not give investment advice more generally life planning and way to think about wealth.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-07-07
• S63 Uniform Securities Agent State Law Examination
  1984-09-13

Designations

• Certified Financial Planner

Other Names

• Pat Day