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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
AK RA APPROVED 2015-05-06
WA RA APPROVED 2015-05-04
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • AK RA
    APPROVED
    Since 2015-05-06
  • WA RA
    APPROVED
    Since 2015-05-04

Branch Locations

Republic, WA • United States

3340 Arctic Blvd Suite 101, Anchorage, AK 99503 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 05/2015 Present
Pillar Financial Group Lacey WA 05/2015 08/2025
Pillar Financial Group Lacey WA 01/2022 Present
  • 05/2015 → Present
    San Diego, CA
  • 05/2015 → 08/2025
    Pillar Financial Group
    Lacey, WA
  • 01/2022 → Present
    Pillar Financial Group
    Lacey, WA
Previous Registrations
  • 2022-02-15 → 2025-09-05
    Pillar Financial Group
    Anchorage, AK
    Lacey, WA
  • 2005-10-20 → 2015-05-05
    Msi Financial Services, Inc.
    Anchorage, AK
    Anchorage, AK
    Republic, WA
Other Businesses

1. FIXED INSURANCE SALES; INVESTMENT RELATED; CONDUCTED AT BRANCH . 8% OF TIME SPENT ALL DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-04
S63 Uniform Securities Agent State Law Examination 1997-02-01
  • S65 Uniform Investment Adviser Law Examination
    2005-03-04
  • S63 Uniform Securities Agent State Law Examination
    1997-02-01

View on SEC IAPD

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