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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-02-11 |
Branch Locations
5 Sierra Gate Plz Ste 340, Roseville, CA 95678 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hutchison Financial Group, Inc. | Roseville | CA | 10/2001 | 02/2019 |
| Lincoln Financial Securities Corporation | Roseville | CA | 07/2008 | 01/2019 |
| Lpl Financial, Llc | Roseville | CA | 02/2019 | Present |
1. 09/01/2001 - HUTCHISON FINANCIAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 0%/ ROSEVILLE, CA 2. 02/01/1982 - HUTCHISON INSURANCE SERVICES/ INSURANCE AGENCY/ INVESTMENT RELATED / 0%/ ROSEVILLE, CA 3. 01/01/2008 - HILLCREST COURT APARTMENTS/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 223 CLARK AVENUE LLC, YUBA CITY, CA 95991
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-19 |
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