Scott Francis O'BRien

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → Present
  Fisher Investments, Inc.
  Woodside, CA

Previous Registrations

• 1998-08-11 → 2002-07-26
  Prudential Equity Group, Llc
  Mesa, AZ

Other Businesses

FOOD CLEANING SYSTEMS; NON INVESTMENT RELATED; INTERNET MARKETING AND LEASING COMPANY; PRESIDENT. 6-10 HRS. PER MONTH;DIRECT AND PAY FOR INTERNET MARKETING EFFORTS. OUTSIDE BUSINESS ACTIVITY #2 the name of the other business; LIVE LIKE JO JO FOUNDATION 501C3 whether the business is investment-related; NO the address of the other business; LAGUNA NIGUEL, CA the nature of the other business; HELPINGING TERMINALLY ILL CHILDREN your position; VOLUNTEER AND BOARD MEMBER the start date of your relationship; 06/21/2022 the approximate number of hours/month you devote to the other business; 1-5 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; VOLUNTEER AT CHILDREN'S EVENTS, PROVIDE IDEAS ON GROWTH OPPORTUNITIES FOR THE ORGANIZATION, INTRODUCTION TO PEOPLE IN DIFFERENT HOSPITALS TO SPEAK WITH THE LEADERSHIP TEAM, CALL FRIENDS TO GET THEM TO EVENTS, EXT

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-15
• S63 Uniform Securities Agent State Law Examination
  1984-01-05

Other Names

• Scott Francis Obrien