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Timothy John Kato

D.A. Davidson & Co.

Missoula, MT

CRD 1220781

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Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-10
MT RA APPROVED 2007-06-20
  • TX RA
    APPROVED_RES
    Since 2018-10-10
  • MT RA
    APPROVED
    Since 2007-06-20

Branch Locations

283 W. Front Street Suite 101, Missoula, MT 59807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Missoula MT 02/1991 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-19
S63 Uniform Securities Agent State Law Examination 1984-04-07
  • S65 Uniform Investment Adviser Law Examination
    2007-06-19
  • S63 Uniform Securities Agent State Law Examination
    1984-04-07
Other Names
  • Tim Kato

View on SEC IAPD

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Nearby Offices

EDWARD JONES · Missoula, MT
AMERIPRISE FINANCIAL SERVICES, LLC · Missoula, MT
BANKERS LIFE ADVISORY SERVICES, INC. · Missoula, MT

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