Timothy John Kato

D.A. Davidson & Co.

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Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-10-10
MT	RA	APPROVED	2007-06-20

TX RA
APPROVED_RES

Since 2018-10-10
MT RA
APPROVED

Since 2007-06-20

Branch Locations

283 W. Front Street Suite 101, Missoula, MT 59807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
D.A. Davidson & Co.	Missoula	MT	02/1991	Present

02/1991 → Present

D.A. Davidson & Co.

Missoula, MT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-06-19
S63	Uniform Securities Agent State Law Examination	1984-04-07

S65 Uniform Investment Adviser Law Examination

2007-06-19
S63 Uniform Securities Agent State Law Examination

1984-04-07

Other Names

Tim Kato

View on SEC IAPD

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