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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2022-11-14 |
| TX | RA | APPROVED | 2009-09-24 |
Branch Locations
406 W South Jordan Pkwy #200, South Jordan, UT 84095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | The Woodlands | TX | 09/2009 | Present |
1. 12/13/2010: COLONY ASSOCIATES, LLC - REAL ESTATE RENTAL - INV REL - AT REPORTED BUSINESS LOCATION - There is one rental warehouse and 15 pieces of raw land that are leased. None of the customers or renters are advisors of another B/D or RIA - 5% TIME SPENT. 2. 1/6/2012: PROGRESSIVE PLANNING, LLC - NON-VARIABLE INSURANCE DBA - INV REL - AT REPORTED BUSINESS LOCATION - Progressive Planning, LLC is a state registered life insurance agency and provides fixed insurance products to our clients (i.e., life insurance, disability insurance, long-term care insurance and fixed annuities) - 20% TIME SPENT. 3. 3/6/2012: PROGRESSIVE ADVISORS, LLC - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION. 4. 12/9/2013: LOS CUCOS RESTUARANT - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - I own 50% of an LLC JFE. JFE owns 50% of a restaurant. No active role, no title, no daily responsibilities. Ownership only - 0% TIME SPENT. 5. 01/30/2014 - KENDRICK FAMILY ENTERPRISES - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - Larry L. Kendrick, DBA Kendrick Family Enterprises, 2441 High Timbers, Suite 210, The Woodlands, TX 77380 Checking Account - 0% TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-08 |
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