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Larry Lionel Kendrick

LPl Financial LLC

South Jordan, UT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-11-14
TX RA APPROVED 2009-09-24
  • UT RA
    APPROVED
    Since 2022-11-14
  • TX RA
    APPROVED
    Since 2009-09-24

Branch Locations

406 W South Jordan Pkwy #200, South Jordan, UT 84095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc The Woodlands TX 09/2009 Present
Previous Registrations
  • 2004-06-04 → 2009-10-13
    Associated Planners Investment Advisory Inc
    Houston, TX
  • 2005-06-20 → 2009-05-13
    Houston, TX
  • 2000-09-01 → 2004-06-08
    Ws Griffith Securities, Inc.
    Houston, TX
Other Businesses

1. 12/13/2010: COLONY ASSOCIATES, LLC - REAL ESTATE RENTAL - INV REL - AT REPORTED BUSINESS LOCATION - There is one rental warehouse and 15 pieces of raw land that are leased. None of the customers or renters are advisors of another B/D or RIA - 5% TIME SPENT. 2. 1/6/2012: PROGRESSIVE PLANNING, LLC - NON-VARIABLE INSURANCE DBA - INV REL - AT REPORTED BUSINESS LOCATION - Progressive Planning, LLC is a state registered life insurance agency and provides fixed insurance products to our clients (i.e., life insurance, disability insurance, long-term care insurance and fixed annuities) - 20% TIME SPENT. 3. 3/6/2012: PROGRESSIVE ADVISORS, LLC - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION. 4. 12/9/2013: LOS CUCOS RESTUARANT - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - I own 50% of an LLC JFE. JFE owns 50% of a restaurant. No active role, no title, no daily responsibilities. Ownership only - 0% TIME SPENT. 5. 01/30/2014 - KENDRICK FAMILY ENTERPRISES - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - Larry L. Kendrick, DBA Kendrick Family Enterprises, 2441 High Timbers, Suite 210, The Woodlands, TX 77380 Checking Account - 0% TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-21
S63 Uniform Securities Agent State Law Examination 1984-02-08
  • S65 Uniform Investment Adviser Law Examination
    1999-09-21
  • S63 Uniform Securities Agent State Law Examination
    1984-02-08

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