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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-01-20 |
| TX | RA | APPROVED_RES | 2019-01-30 |
| OH | RA | APPROVED | 2015-05-07 |
Branch Locations
One Ppg Place Suite 2200, Pittsburgh, PA 15222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Mansfield | OH | 05/2015 | 10/2020 |
| Janney Montgomery Scott Llc | Pittsburgh | PA | 10/2020 | 01/2024 |
| Janney Montgomery Scott Llc | Pittsburgh | PA | 01/2024 | Present |
1) FINRA, Serve as industry arbitrator; 1 Liberty Plaza, New York, NY 10006; start date 7/23/2019; serve on panel of arbitrators to resolve FINRA disputes; i am compensated on a per day basis; 1.5hrs/month; Investment-related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-24 |
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