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1330 Broadway St., Longview, WA 98632 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-01-10 |
| TX | RA | APPROVED | 2020-10-15 |
Branch Locations
1330 Broadway Street P.O. Box 1717, Longview, WA 98632-7552 • United States
Dallas, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities, Inc. | Dallas | TX | 05/1995 | 02/2018 |
| B. Riley Wealth Management | Dallas | TX | 02/2018 | 05/2020 |
| Continental Investors Services, Inc. | Longview | WA | 05/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-17 |
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