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Current Employers
Continental Investors Services, Inc.

1330 Broadway St., Longview, WA 98632 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-01-10
TX RA APPROVED 2020-10-15
  • NJ RA
    APPROVED
    Since 2023-01-10
  • TX RA
    APPROVED
    Since 2020-10-15

Branch Locations

1330 Broadway Street P.O. Box 1717, Longview, WA 98632-7552 • United States

Dallas, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities, Inc. Dallas TX 05/1995 02/2018
B. Riley Wealth Management Dallas TX 02/2018 05/2020
Continental Investors Services, Inc. Longview WA 05/2020 Present
Previous Registrations
  • 2018-03-28 → 2020-05-12
    B. Riley Wealth Management
    Dallas, TX
  • 1995-05-22 → 2018-02-07
    Dallas, TX
    Bloomfield, NJ
    Allen, TX
    Memphis, TN
    New York, NY
    Richmond, VA
    Dallas, TX
    Canton, CT
    Evergreen, CO
    Bloomfield, NJ
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-28
S63 Uniform Securities Agent State Law Examination 1984-01-17
  • S65 Uniform Investment Adviser Law Examination
    1997-07-28
  • S63 Uniform Securities Agent State Law Examination
    1984-01-17
Other Names
  • Rob Nash

View on SEC IAPD

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