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Terry Michael Hartnett

Mml Investors Services, LLC

Dubois, PA

CRD 1219951

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-31
PA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-31
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

150 West Dubois Avenue Suite H, Dubois, PA 15801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Dubois PA 06/1982 Present
Metlife Securities Inc. Dubois PA 06/1986 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Dubois PA 03/2017 Present
  • 06/1982 → Present
    Metropolitan Life Insurance Company
    Dubois, PA
  • 06/1986 → Present
    Metlife Securities Inc.
    Dubois, PA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Dubois, PA
Previous Registrations
  • 2007-12-04 → 2017-03-25
    Msi Financial Services, Inc.
    Dubois, PA
Other Businesses

1)NAME:TERRY M HARTNETT, INV REL:Y ADDR:150 W DUBOIS AVE SUITE H DUBOIS PA 15801 NATURE:LIFE INSURANCE, FIXED INSURANCE PRODUCTS, POSITION:SALES START:08/23/2019 NO HR/MO:2 NO HR/MO DUR TRADING:2.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-12-09
  • S63 Uniform Securities Agent State Law Examination
    1986-12-09

View on SEC IAPD

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