Francis Bartlett Lane

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-01-09
PA	RA	APPROVED	2016-09-06

TX RA
APPROVED_RES

Since 2023-01-09
PA RA
APPROVED

Since 2016-09-06

Branch Locations

300 Conshohocken State Rd Ste 400, Conshohocken, PA 19428 • United States

Blue Bell, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Deutsche Bank Securities Inc.	New York	NY	01/2001	09/2016
Raymond James & Associates, Inc.	Philadelphia	PA	09/2016	Present
Raymond James & Associates, Inc.	Conshohocken	PA	11/2021	Present

01/2001 → 09/2016

Deutsche Bank Securities Inc.

New York, NY
09/2016 → Present

Raymond James & Associates, Inc.

Philadelphia, PA
11/2021 → Present

Raymond James & Associates, Inc.

Conshohocken, PA

Previous Registrations

2007-03-02 → 2016-09-06

Deutsche Bank Securities Inc.

Philadelphia, PA

Philadelphia, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-14
S63	Uniform Securities Agent State Law Examination	1984-02-08

S65 Uniform Investment Adviser Law Examination

1994-10-14
S63 Uniform Securities Agent State Law Examination

1984-02-08

View on SEC IAPD