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Diana Brown

Cmg Wealth Management

Cordele, GA

Plano, TX

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Current Employers
Cmg Wealth Management

2500 Dallas Parkway, Suite 400, Plano, TX 75093 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-07
  • TX RA
    APPROVED
    Since 2020-05-07

Branch Locations

Cordele, GA • United States

2500 Dallas Parkway, Suite 400, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Plano TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Plano TX 11/2016 04/2020
Cmg Wealth Management, Llc Plano TX 09/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Plano, TX
  • 11/2016 → 04/2020
    Wells Fargo Clearing Services, Llc
    Plano, TX
  • 09/2018 → Present
    Cmg Wealth Management, Llc
    Plano, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-08-13
  • S63 Uniform Securities Agent State Law Examination
    1998-08-13
Other Names
  • Diana Lynn Shupe
  • Diana Lynn Schultz
  • Diana Lynn Mentlewski
  • Diana Brown
  • Diana Lynn Brown

View on SEC IAPD

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