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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1990-09-04 |
Branch Locations
1000 Louisiana St 7Th Fl [Pcg-9Q], Houston, TX 77002 • United States
77 Sugar Creek Center Blvd Ste 100, Sugar Land, TX 77478 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Houston | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2016 | Present |
TRUSTEE FOR MOTHER (3), INV RELATED, HOUSTON, TX, START: 6/2013, 0 HOURS. CO-TRUSTEE FOR FATHER (3 TRUSTS - FAMILY, EXEMPT MARITAL & NONEXEMPT MARITAL TRUST), INV RELATED, HOUSTON, TX, 30 MINUTES PER MONTH. EXECUTOR FOR MOTHER'S ESTATE; INVESTMENT RELATED; HOUSTON, TX; START DATE 9/2012; 6 HRS PER MONTH. TRUST PROTECTOR OF TRUST CREATED BY BROTHER-IN-LAW; INV. RELATED; WILMINGTON, DE; START DATE 1/2020; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-15 |
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