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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-05
GA RA APPROVED 2003-04-04
  • TX RA
    APPROVED_RES
    Since 2024-01-05
  • GA RA
    APPROVED
    Since 2003-04-04

Branch Locations

3414 Peachtree Rd Ne Suite 550, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Atlanta GA 04/1994 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-10-14
S63 Uniform Securities Agent State Law Examination 1983-12-29
  • S65 Uniform Investment Adviser Law Examination
    1991-10-14
  • S63 Uniform Securities Agent State Law Examination
    1983-12-29

View on SEC IAPD

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