Jeffrey Unger

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 04/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 06/2014 → 04/2019
  Bank Of America, N.A.
  Pennington, NJ
• 04/2019 → 12/2021
  Santander Bank, Na
  Boston, MA
• 04/2019 → 12/2021
  Santander Securities, Llc
  Dorchester, MA
• 12/2021 → 03/2025
  Citizens Securities, Inc.
  East Brunswick, NJ
• 03/2025 → Present
  Lpl Financial
  Staten Island, NY
• 03/2025 → Present
  Flagstar Bank N.A.
  Staten Island, NY

Previous Registrations

• 2022-01-07 → 2025-03-10
  Citizens Securities, Inc.
  Doylestown, PA
  Doylestown, PA
  Matawan, NJ
  Colonia, NJ
  North Brunswick, NJ
  Morganville, NJ
  Avenel, NJ
  Warrington, PA
  Shrewsbury, NJ
  Conshohocken, PA
  Doylestown, PA
  Doylestown, PA
  Jamison, PA
  Freehold, NJ
  Middletown, NJ
  Howell, NJ
  Edison, NJ
  Perth Amboy, NJ
  Carteret, NJ
  Jackson, NJ
  Woodbridge, NJ
  East Brunswick, NJ
  Woodbridge, NJ
• 2019-04-22 → 2022-01-03
  Santander Securities Llc
  Woodbridge, NJ
  Scotch Plains, NJ
  East Brunswick, NJ
  Feasterville-Trevose, PA
  Villanova, PA
  Bensalem, PA
  Philadelphia, PA
  Philadelphia, PA
  Philadelphia, PA
  Philadelphia, PA
  Philadelphia, PA
  Philadelphia, PA
  Philadelphia, PA
  Conshohocken, PA
• 2014-06-18 → 2019-04-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 2012-09-26 → 2014-05-19
  M&T Securities, Inc.
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  Fishkill, NY
  Paramus, NJ
  New York, NY
• 2009-10-16 → 2012-09-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 2007-05-17 → 2009-09-23
  Wells Fargo Clearing Services, Llc
  Holmdel, NJ
  Oakhurst, NJ
  Oakhurst, NJ
• 2006-02-24 → 2007-01-17
  Ubs Financial Services Inc.
  Lakewood, NJ

Other Businesses

1 - 02/2025 - Flagstar Wealth Services - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s).

Exams

• S66 Uniform Combined State Law Examination
  2006-02-23
• S63 Uniform Securities Agent State Law Examination
  1991-10-09

Other Names

• Jeffrey M Unger
• Jeffrey Mark Unger
• Jeffrey Unger