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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-01-04 |
| PA | RA | APPROVED | 2010-01-04 |
Branch Locations
2090 Linglestown Rd Ste 201, Harrisburg, PA 17110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New England Life | Boston | MA | 08/1984 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2010 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2010 | Present |
1)2090 CYCLE 1, 2090 LINGLESTOWN ROAD, SUITE 201, HARRISBURG, PA, 1/2007 AS OWNING PARTNER. COMMERCIAL REAL ESTATE PARTNERSHIP, NIR - 1 HR/WK - 0/TRADING. 2)COMPREHENSIVE FINANCIAL ASSOCIATES, 2090 LINGLESTOWN RD, STE 201, HARRISBURG, PA, 9/1995 AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 5/TRADING. 3)PA PENSION PLANNERS INC. PRESIDENT THIRD PARTY AMINISTRATORS QUALIFIED PLANS, 10/1995, 5 HR/WK - 0/TRADING. 4)HARRISBURG ACADEMY, 10 ERFORD PD, WORMLEYSBURG, PA, 10/2017 AS BOARD OF DIRECTORS MEMBER OF SCHOOL. NIR - 1/MO - 0/TRADING. 5)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 6)EMPLOYEE OF ASSURED PARTNERS, 2090 Linglestown Rd #201, Harrisburg PA 17110, 08/2023, W2 Employee, INV REL, 40 HR/MO - 40 HR/MO TRADING. 7)PETTIS PROPERTIES LLC, 2090 Linglestown Rd #201, Harrisburg PA 17110, 02/01/2024, Founder, Real Estate, NIR, 5 HR/MO, 0 HR/MO TRADING. 8)PETTIS FAMILY MUSIC FOUNDATION, 343 E Granada Ave, Hershey PA 17033, 02/2026, Founder, Arts/Performing Arts, NIR, 5 HR/MO, 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-04 |
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