Robert Eugene Berg

Current Employers

Employment History

• 05/2014 → 09/2019
  Summit Brokerage Services
  Danbury, CT
• 05/2014 → 05/2021
  Summit Financial Group Inc
  Danbury, CT
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-06-06 → 2021-05-20
  Summit Financial Group Inc
  Danbury, CT
  Southbury, CT
  Watertown, CT
• 2009-06-01 → 2014-07-02
  Morgan Stanley
  Ridgefield, CT
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Ridgefield, CT
• 2006-08-11 → 2007-04-02
  Morgan Stanley Dw Inc.
  Danbury, CT
• 2006-07-13 → 2006-07-18
  Wells Fargo Clearing Services, Llc
  Purchase, NY
• 2005-10-19 → 2006-07-11
  Morgan Stanley Dw Inc.
  Danbury, CT
  Mt Kisco, NY

Other Businesses

1) BERG WEALTH MANAGEMENT; INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; INVESTMENT SERVICES THROUGH SUMMIT BROKERAGE; OWNER; 06/06/2014; APPX 160 HRS/MONTH; APPX 160 HRS/MONTH DURING TRADING; MANAGE CLIENT INVESTEMENTS

Exams

• S66 Uniform Combined State Law Examination
  2006-01-02
• S65 Uniform Investment Adviser Law Examination
  1993-07-29
• S63 Uniform Securities Agent State Law Examination
  1984-01-14

Other Names

• Bob Berg
• Robert E Berg