Patricia Denis Solge

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 12/2022
  Cantella & Co Inc
  Boston, MA
• 12/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2010 → 06/2023
  Cantella & Co Inc
  Malden, MA

Previous Registrations

• 2010-11-15 → 2023-06-01
  Cantella & Co., Inc.
  Wilmington, DE
  Wilmington, DE
  Malden, MA
  Malden, MA
• 2005-03-31 → 2010-12-14
  Cambridge Investment Research Advisors, Inc.
  Wilmington, DE
• 2000-01-01 → 2005-04-07
  Lockwood Financial Services, Inc.
  Wilmington, DE

Other Businesses

1. WEALTH ADVISORS LLC, 2011 Ferndale Drive, Wilmington DE 19810, United States, 11/1997, Owner, Owner/Partner of a Business Entity, INV REL, 180 HR/MO, 130 HR/MO Trading 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 12/08/2022

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-10
• S63 Uniform Securities Agent State Law Examination
  1989-02-09

Other Names

• Patricia Solge
• Patricia Solge
• Denis Solge
• Patricia Ann Denis
• Patti Solge
• Patricia Sylvester