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Dana Edwards

Wells Fargo Advisors Financial Network, LLC

Greenville, DE

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-07-18
TX RA APPROVED 2024-07-18
  • DE RA
    APPROVED
    Since 2024-07-18
  • TX RA
    APPROVED
    Since 2024-07-18

Branch Locations

3703 Kennett Pike, Greenville, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Greenville DE 05/2009 11/2016
Wells Fargo Clearing Services, Llc Greenville DE 11/2016 07/2024
Wells Fargo Advisors Financial Network, Llc Greenville DE 07/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-05
S65 Uniform Investment Adviser Law Examination 2001-10-19
S63 Uniform Securities Agent State Law Examination 1991-11-27
  • S66 Uniform Combined State Law Examination
    2006-05-05
  • S65 Uniform Investment Adviser Law Examination
    2001-10-19
  • S63 Uniform Securities Agent State Law Examination
    1991-11-27
Other Names
  • Dana Lynn Edwards
  • Dana E Lockhart
  • Dana L Edwards

View on SEC IAPD

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