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Robert Francis Pfeifer

LPl Financial LLC

Olney, MD

CRD 1218578

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2017-06-07
SC RA APPROVED 2017-05-23
PA RA APPROVED 2017-05-19
MD RA APPROVED 2015-03-04
TX RA APPROVED_RES 2011-04-11
VA RA APPROVED 2006-01-24
  • DE RA
    APPROVED
    Since 2017-06-07
  • SC RA
    APPROVED
    Since 2017-05-23
  • PA RA
    APPROVED
    Since 2017-05-19
  • MD RA
    APPROVED
    Since 2015-03-04
  • TX RA
    APPROVED_RES
    Since 2011-04-11
  • VA RA
    APPROVED
    Since 2006-01-24

Branch Locations

Olney, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/ Private Ledger Corp. Great Falls VA 12/2005 Present
  • 12/2005 → Present
    Linsco/ Private Ledger Corp.
    Great Falls, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-23
S63 Uniform Securities Agent State Law Examination 1983-12-19
  • S66 Uniform Combined State Law Examination
    2006-01-23
  • S63 Uniform Securities Agent State Law Examination
    1983-12-19
Other Names
  • Bob Pfeifer

View on SEC IAPD

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