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John Anthony Wolfe

John A. Wolfe & Associates, Inc.

Portage, MI

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Current Employers
John A. Wolfe & Associates, Inc.

440 West Centre Avenue Suite 4, Portage, MI 49024-5357 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-03-07
MI RA APPROVED 2009-11-24
  • TX RA
    APPROVED
    Since 2011-03-07
  • MI RA
    APPROVED
    Since 2009-11-24

Branch Locations

440 West Centre Avenue Suite 4, Portage, MI 49024-5357 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John A. Wolfe & Associates, Inc. Portage MI 01/1990 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-05-02
S63 Uniform Securities Agent State Law Examination 1983-12-15
  • S65 Uniform Investment Adviser Law Examination
    1991-05-02
  • S63 Uniform Securities Agent State Law Examination
    1983-12-15
Designations
Other Names
  • Bird Wolfe

View on SEC IAPD

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Other Offices

ZHANG FINANCIAL · PORTAGE, MI
EDELMAN FINANCIAL ENGINES · PORTAGE, MI
EDWARD JONES · Portage, MI
PFS INVESTMENTS INC. · PORTAGE, MI
PFS INVESTMENTS INC. · PORTAGE, MI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PORTAGE, MI
PFS INVESTMENTS INC. · PORTAGE, MI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · PORTAGE, MI

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