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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-10-04 |
| TX | RA | APPROVED | 2019-10-04 |
Branch Locations
2999 County Rd. 42 West Ste. 210, Burnsville, MN 55306 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Prior Lake | MN | 01/1984 | Present |
| Fsc Securities Corporation | Burnsville | MN | 01/2004 | 10/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2019 | Present |
1.NOTARY, 2999 CR42W STE 210, BURNSVILLE, MN, 1/2019. NIR - 2/YR - 2/TRADING. 2.INDEPENDENT INSURANCE AGENT, 2999 CR42W STE 210, BURNSVILLE, MN, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 1/2019 INV REL - 1/MO - 1/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4. NETTWORTH FINANCIAL GROUP, 2999 CR 42 West, Suite 210, Burnsville MN 55306, United States, 10/01/2019, DBA, Using a Trade Name/dba, INV REL, 10HR/MO - 5/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-20 |
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