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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-10-04
TX RA APPROVED 2019-10-04
  • MN RA
    APPROVED
    Since 2019-10-04
  • TX RA
    APPROVED
    Since 2019-10-04

Branch Locations

2999 County Rd. 42 West Ste. 210, Burnsville, MN 55306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Prior Lake MN 01/1984 Present
Fsc Securities Corporation Burnsville MN 01/2004 10/2019
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2019 Present
  • 01/1984 → Present
    Self Employed
    Prior Lake, MN
  • 01/2004 → 10/2019
    Fsc Securities Corporation
    Burnsville, MN
  • 10/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2019 → Present
    Fairfield, IA
Previous Registrations
  • 2010-11-30 → 2019-10-11
    Fsc Securities Corporation
    Burnsville, MN
Other Businesses

1.NOTARY, 2999 CR42W STE 210, BURNSVILLE, MN, 1/2019. NIR - 2/YR - 2/TRADING. 2.INDEPENDENT INSURANCE AGENT, 2999 CR42W STE 210, BURNSVILLE, MN, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 1/2019 INV REL - 1/MO - 1/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4. NETTWORTH FINANCIAL GROUP, 2999 CR 42 West, Suite 210, Burnsville MN 55306, United States, 10/01/2019, DBA, Using a Trade Name/dba, INV REL, 10HR/MO - 5/TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-10
S63 Uniform Securities Agent State Law Examination 1983-12-20
  • S65 Uniform Investment Adviser Law Examination
    1998-07-10
  • S63 Uniform Securities Agent State Law Examination
    1983-12-20
Other Names
  • Dave Anderson
  • David Grant Jr Anderson

View on SEC IAPD

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