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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2018-08-01 |
| UT | RA | APPROVED | 2009-03-18 |
| ID | RA | APPROVED | 2006-04-28 |
| AZ | RA | APPROVED | 2006-01-24 |
| CA | RA | APPROVED | 2001-11-14 |
Branch Locations
20 Bicentennial Circle Suite 100, Sacramento, CA 95826 • United States
Reno, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Company Of A | Sacramento | CA | 07/1982 | Present |
| Chatham Relles | Sacramento | CA | 07/1982 | Present |
| Park Avenue Securities Llc | Sacramento | CA | 05/1999 | Present |
| Guardian Life Insurance Company | Incline Village | NV | 07/2018 | 06/2024 |
| Park Avenue Securities | Incline Village | NV | 07/2018 | 06/2024 |
| Guardian Life Insurance Company | Reno | NV | 06/2024 | Present |
| Park Avenue Securities | Reno | CA | 06/2024 | Present |
1. Ownership of mineral rights I collect royalties from mineral rights I own on 15.8 acres in Grant County OK. Start: 12/31/2011 Address: Grant County, Oklahoma 0 hrs per month Investment related 2. Outside term life and disablilty policies Sale of policies - Disabiilty and term life policies that cannot be underwritten by the Guardian Start: 01/01/1981 Address: 916 Southwood Blvd. Suite 1C 2 non bus hrs per month Investment related 3. Placer 2780 Real Estate LP - limited partner Start: 01/01/2015 Address: 6470 Montreux Lane Reno, NV 89511 0 hrs per month Investment related 4. S234 LLC Limited Partnership Limited partner in real estate development Start: 01/01/2015 Address: 6470 Montreux Lane Reno, NV 89511 0 hrs per month Investment related 5. Callahan Sun Creek LLC Real estate limited partnership - Limited partner Start: 01/01/2012 Address: 6470 Montreux Lane Reno, NV 89511 0 hrs per month Investment related 6. Rental property Single family residence I rent out through a property management company Start: 01/01/2010 Address: 6470 Montreux Lane Reno, NV 89511 0 hrs per month Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-02 |
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