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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-11
CA RA APPROVED 2018-05-01
  • TX RA
    APPROVED_RES
    Since 2019-01-11
  • CA RA
    APPROVED
    Since 2018-05-01

Branch Locations

25500 Hawthorne Blvd Ste 2120, Torrance, CA 90505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ep Wealth Advisors Torrance CA 06/2016 02/2017
Clg Llc Gardena CA 04/2017 05/2018
Lpl Financial Torrance CA 05/2018 Present
  • 06/2016 → 02/2017
    Torrance, CA
  • 04/2017 → 05/2018
    Gardena, CA
  • 05/2018 → Present
    Lpl Financial
    Torrance, CA
Previous Registrations
  • 2017-04-11 → 2018-05-01
    Gardena, CA
  • 2016-06-24 → 2017-01-31
    Torrance, CA
  • 2011-11-28 → 2016-06-06
    Cetera Advisors Llc
    El Segundo, CA
  • 2008-09-26 → 2016-06-06
    Cetera Wealth Services, Llc
    Gardena, CA
    Long Beach, CA
    El Segundo, CA
  • 2014-01-21 → 2016-06-06
    Schaumburg, IL
  • 2011-11-28 → 2014-01-21
    Cetera Investment Services Llc
    El Segundo, CA
Other Businesses

1) 5.1.2018 - TAX PREP/ACCOUNTING/CPA - ALISON SABRAN, CPA/PFS - 5% - 602 GREEN LN, REDONDO BEACH, CA 90278 2) 5.1.2018 - NON-VARIALBE INSURANCE - INNOVATIVE SOLUTIONS INSURANCE SERVICES - 5% - 200 N SEPULVEDA BLVD. STE 900, EL SEGUNDO, CA 90245

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-22
  • S66 Uniform Combined State Law Examination
    2008-01-22
Other Names
  • Alison D Kitter
  • Alison D Sabran

View on SEC IAPD

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