Steven Joel Moran

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2003 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 04/2003 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → 05/2020
  Woodbury Financial Services, Inc.
  Whitehall, MI
• 03/2019 → 05/2020
  Woodbury Financial Services, Inc.
  Whitehall, MI
• 05/2020 → Present
  Lpl Financial, Llc
  Whitehall, MI

Previous Registrations

• 2019-03-01 → 2020-07-01
  Woodbury Financial Services, Inc.
  Whitehall, MI
• 2010-05-26 → 2019-03-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  Whitehall, MI

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-04-14
• S63 Uniform Securities Agent State Law Examination
  1983-12-27