Regan Shigeo Yamada

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  Hawaii State Federal Credit Union
  Kaneohe, HI
• 05/2015 → 03/2024
  Cuso Financial Services, Lp
  San Diego, CA
• 03/2024 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Aiea, HI

Previous Registrations

• 2015-05-18 → 2024-03-28
  Cuso Financial Services, L.P.
  Kaneohe, HI
  Aiea, HI
• 2014-03-05 → 2015-05-22
  Osaic Services, Inc.
  Honolulu, HI
• 2011-07-05 → 2013-10-18
  Lpl Financial Llc
  Aiea, HI
  Kailua, HI
  Honolulu, HI
  Mililani, HI
  Kailua, HI
  Honolulu, HI
  Honolulu, HI
• 2009-12-21 → 2011-07-05
  Uvest Financial Services Group, Inc.
  Kailua, HI
  Aiea, HI
  Honolulu, HI
  Aiea, HI
  Honolulu, HI
  Mililani, HI
  Pearl City, HI
  Mililani, HI
• 2006-07-07 → 2009-11-19
  Bancwest Investment Services, Inc.
  Kailua, HI
  Kailua, HI
  Kaneohe, HI
  Kaneohe, HI

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-06-30
• S63 Uniform Securities Agent State Law Examination
  1985-12-07