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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-04-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hawaii State Federal Credit Union | Kaneohe | HI | 05/2015 | Present |
| Cuso Financial Services, Lp | San Diego | CA | 05/2015 | 03/2024 |
| Cetera Investment Services Llc | St Cloud | MN | 03/2024 | Present |
| Cetera Investment Advisers Llc | Aiea | HI | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-07 |
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