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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-04-14 |
| WV | RA | APPROVED | 2023-04-14 |
| NY | RA | APPROVED | 2021-09-04 |
| MD | RA | APPROVED | 2021-06-30 |
| SC | RA | APPROVED | 2021-04-05 |
| TX | RA | APPROVED_RES | 2020-05-06 |
| DC | RA | APPROVED | 2011-12-07 |
Branch Locations
1255 23Rd Street Nw Suite 810, Washington, DC 20037-1102 • United States
4340 East-West Hwy. Suite 1130, Bethesda, MD 20814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Inc. | Washington | DC | 01/1990 | 01/2024 |
| Janney Montgomery Scott Llc | Washington | DC | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-05 |
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