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Denise M Kelly

Morgan Stanley

Charleston, SC

CRD 1216176

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-01-06
SC RA APPROVED 2021-11-15
TX RA APPROVED_RES 2020-05-05
NJ RA APPROVED 2012-12-07
  • NC RA
    APPROVED
    Since 2022-01-06
  • SC RA
    APPROVED
    Since 2021-11-15
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • NJ RA
    APPROVED
    Since 2012-12-07

Branch Locations

850 Morrison Drive Suite 800, Charleston, SC 29403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Ridgewood NJ 11/2012 07/2017
Morgan Stanley Smith Barney Llc Charleston SC 07/2017 Present
  • 11/2012 → 07/2017
    Morgan Stanley
    Ridgewood, NJ
  • 07/2017 → Present
    Morgan Stanley Smith Barney Llc
    Charleston, SC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-01
S63 Uniform Securities Agent State Law Examination 1988-11-09
  • S65 Uniform Investment Adviser Law Examination
    2022-02-01
  • S63 Uniform Securities Agent State Law Examination
    1988-11-09
Other Names
  • Denise Marie Kozikowski
  • Denise Marie Kelly
  • Denise Kelly

View on SEC IAPD

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