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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-06-24 |
| IA | RA | APPROVED | 2025-09-10 |
| MA | RA | APPROVED | 2023-09-27 |
| WA | RA | APPROVED | 2021-10-08 |
| OR | RA | APPROVED | 2021-06-01 |
| IN | RA | APPROVED | 2021-03-05 |
| NY | RA | APPROVED | 2021-02-20 |
| SC | RA | APPROVED | 2020-07-21 |
| CT | RA | APPROVED | 2020-04-24 |
| MN | RA | APPROVED | 2020-03-10 |
| DE | RA | APPROVED | 2020-02-03 |
| NV | RA | APPROVED | 2019-12-02 |
| NC | RA | APPROVED | 2019-11-18 |
| VA | RA | APPROVED | 2019-11-12 |
| GA | RA | APPROVED | 2019-10-28 |
| CA | RA | APPROVED | 2019-07-29 |
| AZ | RA | APPROVED | 2019-07-05 |
| RI | RA | APPROVED | 2019-06-21 |
| TX | RA | APPROVED_RES | 2019-06-13 |
| WI | RA | APPROVED | 2018-04-09 |
| PA | RA | APPROVED | 2018-04-06 |
| IL | RA | APPROVED | 2018-04-05 |
| FL | RA | APPROVED | 2017-03-10 |
| NJ | RA | APPROVED | 2017-01-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Manasquan | NJ | 12/2013 | Present |
| Park Avenue Securities | Manasquan | NJ | 05/2014 | Present |
1. Insurance companies other than Guardian-Provide proper insurance coverage for clients with products different from those offered by Guardian, Start: 08/01/2014, Address: 2111 Hwy 34 S; Wall, NJ 07719, 10 bus hrs per month, Investment related, 2. Trust for Marshall Nash-Trustee, Start: 12/29/2017, Address: N/A, 1 bus hr per month, Investment related 3. The Strand Theater, Board of Directors/Volunteer Position, take tickets, usher, serve the concession stand, Start: 08/24/2023, Address: 400 Clinton Avenue, Lakewood , NJ, 08701, 6 total business hours per month; 0 during securities trading hours, Not investment related, No annual compensation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-23 |
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