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185 W Chestnut Ave, Monrovia, CA 91016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-02-09 |
| CA | RA | APPROVED | 2021-01-15 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services | St. Cloud | MN | 01/2011 | 02/2017 |
| Cathay Bank | Rowland Heights | CA | 10/2012 | 09/2017 |
| Cetera Investment Advisers Llc | El Monte | CA | 01/2014 | 02/2017 |
| Lpl Financial Llc | Rowland Heights | CA | 02/2017 | 09/2017 |
| Cetera Investment Services Llc | St Cloud | MN | 01/2018 | 04/2019 |
| Cetera Investment Advisers Llc | Monterey Park | CA | 01/2018 | 04/2019 |
| Royal Business Bank | Monterey Park | CA | 12/2017 | 04/2019 |
| Globalink Securities, Inc. | Pasadena, Ca | CA | 05/2019 | Present |
| Transglobal Holding | Monrovia | CA | 04/2019 | Present |
| Transglobal Advisory Llc | Monrovia | CA | 01/2021 | Present |
| Transglobal Advisory Llc | Monrovia | CA | 06/2025 | Present |
1.Transglobal Holding., Monrovia, CA, Senior Director from 04/01/2019, 80 hours per month, salary based. Conducting fixed insurance related seminars. Not securities related. 2. TransGlobal Advisory, LLC., Monrovia, CA, Training/Speaker from 01/2021, 10 hours per month, salary based. Securities related business. 3. Globalink Securities, Inc, Registered Representative.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-02-04 |
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