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Joseph Hsioh-Tsuei Lee

Transglobal Advisory, LLC

Monrovia, CA

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Current Employers
Transglobal Advisory, Llc

185 W Chestnut Ave, Monrovia, CA 91016 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-02-09
CA RA APPROVED 2021-01-15
  • NY RA
    APPROVED
    Since 2023-02-09
  • CA RA
    APPROVED
    Since 2021-01-15

Branch Locations

185 W Chestnut Ave, Monrovia, CA 91016 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cetera Investment Services St. Cloud MN 01/2011 02/2017
Cathay Bank Rowland Heights CA 10/2012 09/2017
Cetera Investment Advisers Llc El Monte CA 01/2014 02/2017
Lpl Financial Llc Rowland Heights CA 02/2017 09/2017
Cetera Investment Services Llc St Cloud MN 01/2018 04/2019
Cetera Investment Advisers Llc Monterey Park CA 01/2018 04/2019
Royal Business Bank Monterey Park CA 12/2017 04/2019
Globalink Securities, Inc. Pasadena, Ca CA 05/2019 Present
Transglobal Holding Monrovia CA 04/2019 Present
Transglobal Advisory Llc Monrovia CA 01/2021 Present
Transglobal Advisory Llc Monrovia CA 06/2025 Present
  • 01/2011 → 02/2017
    Cetera Investment Services
    St. Cloud, MN
  • 10/2012 → 09/2017
    Cathay Bank
    Rowland Heights, CA
  • 01/2014 → 02/2017
    El Monte, CA
  • 02/2017 → 09/2017
    Rowland Heights, CA
  • 01/2018 → 04/2019
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2018 → 04/2019
    Monterey Park, CA
  • 12/2017 → 04/2019
    Royal Business Bank
    Monterey Park, CA
  • 05/2019 → Present
    Globalink Securities, Inc.
    Pasadena, Ca, CA
  • 04/2019 → Present
    Transglobal Holding
    Monrovia, CA
  • 01/2021 → Present
    Monrovia, CA
  • 06/2025 → Present
    Monrovia, CA
Previous Registrations
  • 2018-01-02 → 2019-04-03
    Monterey Park, CA
  • 2017-03-01 → 2017-09-15
    Artesia, CA
    City Of Industry, CA
    Orange, CA
    Fountain Valley, CA
    Rowland Heights, CA
    Rowland Heights, CA
    San Diego, CA
  • 2014-01-21 → 2017-02-28
    El Monte, CA
    Rowland Heights, CA
  • 2011-01-14 → 2014-01-21
    Cetera Investment Services Llc
    Torrance, CA
    Irvine, CA
    Bellevue, WA
    Rowland Heights, CA
    San Gabriel, CA
    San Marino, CA
    Cupertino, CA
    Milpitas, CA
    Edison, NJ
    Industry, CA
    Monterey Park, CA
    Brooklyn, NY
    Flushing, NY
    Rowland Heights, CA
    Orange, CA
    Irvine, CA
    Las Vegas, NV
    Flushing, NY
    Boston, MA
    Irvine, CA
    San Francisco, CA
    Bellevue, WA
    San Jose, CA
    Diamond Bar, CA
    Artesia, CA
    Cupertino, CA
    City Of Industry, CA
    Kent, WA
    New York, NY
    San Jose, CA
    Seattle, WA
    Dublin, CA
    Fountain Valley, CA
    Chicago, IL
    El Monte, CA
    San Francisco, CA
    Union City, CA
  • 2007-11-26 → 2009-03-04
    Ucb Asset Management, Inc.
    City Of Industry, CA
    New York, NY
  • 2007-11-16 → 2009-03-04
    Ucb Investment Services, Inc.
    Stockton, CA
    Flushing, NY
    New York, NY
    Atlanta, GA
    Duluth, GA
    Norcross, GA
    Atlanta, GA
    New York, NY
    Houston, TX
    Monterey Park, CA
    San Francisco, CA
    Alhambra, CA
    San Francisco, CA
    San Francisco, CA
    Daly City, CA
    Irvine, CA
    Arcadia, CA
    Rowland Heights, CA
    San Francisco, CA
    Fremont, CA
    Temple City, CA
    Van Nuys, CA
    Cupertino, CA
    San Jose, CA
    San Mateo, CA
    Oakland, CA
    Oakland, CA
    San Francisco, CA
    Monterey Park, CA
    Ontario, CA
    Torrance, CA
    Westminster, CA
    Westminster, CA
    Los Angeles, CA
    Quincy, MA
    Brooklyn, NY
    Flushing, NY
    San Francisco, CA
    Rowland Heights, CA
    San Francisco, CA
    Rowland Heights, CA
    San Jose, CA
    San Francisco, CA
    Fremont, CA
    Sacramento, CA
    San Francisco, CA
    Artesia, CA
    San Jose, CA
    San Francisco, CA
    New York, NY
    San Mateo, CA
    San Francisco, CA
    San Francisco, CA
    Bellevue, WA
    Seattle, WA
    Allston, MA
    Atlanta, GA
    New York, NY
    Brooklyn, NY
    Rosemead, CA
    San Francisco, CA
    Milpitas, CA
    Boston, MA
    San Francisco, CA
    San Marino, CA
    Arcadia, CA
    San Francisco, CA
    Ontario, CA
    Rowland Heights, CA
    Rowland Heights, CA
    City Of Industry, CA
    Monterey Park, CA
    San Francisco, CA
  • 2002-08-22 → 2002-09-30
    Sinopac Financial Services (Usa) Ltd.
    Industry, CA
Other Businesses

1.Transglobal Holding., Monrovia, CA, Senior Director from 04/01/2019, 80 hours per month, salary based. Conducting fixed insurance related seminars. Not securities related. 2. TransGlobal Advisory, LLC., Monrovia, CA, Training/Speaker from 01/2021, 10 hours per month, salary based. Securities related business. 3. Globalink Securities, Inc, Registered Representative.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-02-04
  • S63 Uniform Securities Agent State Law Examination
    1988-02-04
Other Names
  • Joseph H T Lee
  • Joseph Hsioh Tsuei Lee
  • Joseph Hsiohtsuei Lee

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