Arthur Lin

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Pasadena, CA
• 11/2016 → 05/2023
  Wells Fargo Clearing Services, Llc
  Pasadena, CA
• 05/2023 → Present
  Ameriprise Financial Services, Llc
  Monrovia, CA

Previous Registrations

• 2013-05-24 → 2023-06-07
  Wells Fargo Clearing Services, Llc
  Pasadena, CA
  Alhambra, CA
  Arcadia, CA
  Pasadena, CA
  Pasadena, CA
  Encino, CA
• 2009-10-23 → 2013-05-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Diamond Bar, CA
  Monrovia, CA
  Pasadena, CA
  San Gabriel, CA
  Pasadena, CA
• 2006-06-16 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Pasadena, CA
  San Gabriel, CA
  Diamond Bar, CA
  Monrovia, CA
• 2004-07-19 → 2006-06-19
  Wamu Investments, Inc.
  Temple City, CA
  Burbank , CA

Other Businesses

Real Estate Ownership; Single Family; 906 Low Brim Cv, , Pflugerville, TX, 78660; Not Investment-Related; 01/01/2022 / Single Family; 8908 Winter Haven, , Austin, TX, 78747; Not Investment-Related; 01/01/2022. Business Ownership; Omnilin Asset Management LLC; Owner; Manage Ameriprise Business; 821 S Myrtle Ave Suite 7, , Monrovia, CA, 91016; Investment-Related; 12/01/2024; 1 to 9 hours per month; 0 during trading hours. Real Estate License; Yes.

Exams

• S66 Uniform Combined State Law Examination
  2004-06-29
• S63 Uniform Securities Agent State Law Examination
  2002-09-06