James Joseph Carbone

Employer firm

Ameritas Advisory Services, LLC CRD 317245

$13.7B regulatory AUM 1,086 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 01/2017
  Princor Financial Services Corporation
  Des Moines, IA
• 10/2010 → 01/2017
  Principal Financial Group
  Des Moines, IA
• 02/2017 → 08/2017
  Unemployed
  West Des Moines, IA
• 10/2017 → 08/2019
  Hornor Townsend & Kent Inc
  Horsham, PA
• 08/2019 → 01/2020
  Unemployed
  Jacksonville, FL
• 02/2020 → 10/2020
  Self Employed
  Boca Raton, FL
• 10/2020 → Present
  Ameritas Investment Company, Llc
  Lincoln, NE
• 10/2020 → Present
  Ameritas Life Insurance Corp
  Lincoln, NE
• 03/2026 → Present
  Ameritas Advisory Services, Llc
  Lincoln, NE

Previous Registrations

• 2016-04-11 → 2017-01-19
  Principal Securities, Inc.
  Des Moines, IA

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-01-16

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• James J Carbone
• Jim Carbone