Shawna Rae Lockley

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 11/2016
  Wells Fargo Advisors Llc
  Hyannis, MA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Hyannis, MA

Previous Registrations

• 2006-11-06 → 2011-05-26
  Osaic Institutions, Inc.
  West Tisbury, MA
  Edgartown, MA
  West Tisbury, MA
  Woods Hole, MA
  Vineyard Haven, MA

Exams

• S66 Uniform Combined State Law Examination
  2006-10-31

Other Names

• Shawna Rae Gruber
• Shawna Rae Coterel
• Shawna Rae Schurr
• Shawna Rae Dipetta