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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-10-11 |
| CA | RA | APPROVED | 2012-01-06 |
Branch Locations
1091 Lincoln Ave, San Jose, CA 95125 • United States
San Jose, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | San Jose | CA | 01/2012 | Present |
NOTARY PUBLIC, NOT INV RELATED, SAN JOSE, CA. START: 1/2012, 1 HOUR/MONTH, 0 DURING TRADING, NOTARIZE DOCUMENTS. FIG CAPITAL INC; NOT INV RELATED; SAN JOSE, CA; LEASING OFFICE SPACE TO OTHER BUSINESS OWNERS; 100% OWNERSHIP; START 1/1/2012; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-18 |
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