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Hilltop Securities Inc. CRD 6220
$2.51B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2008-11-18 |
Branch Locations
3400 Douglas Blvd. Suite 100, Roseville, CA 95661 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc. | Roseville | CA | 10/1983 | Present |
1) Entransco Energy LLC - Oil and Gas drilling and harvesting company - Investor - Started July 2018 - No hrs devoted during business or non-business hrs - 112 N. Delaware (PO Box 578) Dewey OK 74029 - No conflicts of interest.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-04-02 |
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