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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-01 |
| FL | RA | APPROVED | 2022-02-03 |
| PA | RA | APPROVED | 2010-06-15 |
| CA | RA | APPROVED | 2009-12-17 |
| CT | RA | APPROVED | 2009-12-17 |
Branch Locations
2 Bala Plz, Bala Cynwyd, PA 19004 • United States
Vero Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bala Cynwyd | PA | 10/1983 | Present |
| Bank Of America, Na | Bala Cynwyd | PA | 12/2009 | Present |
I* 1280277For profit or not for profit: Entity For ProfitName of outside business organization: Bent Pine Golf ClubInvestment related: noAddress of business: Vero Beach, FL, 32967Nature of business: CorporationPosition, title, association: OtherStart date of relationship: 03/28/2024Number of hours devoted: 8 weekly Number of hours devoted during trading hours: 1Duties: Bent Pine is a Golf Club that I have joined and as a result of being a member I am also a shareholder. I was just appointed to serve on the Green Committee. Responsibilities will involve working with the course superintendent and other committee members to ensure the course conditions, present and future are in line with the membership's expectations. Being added to the Board. Bent Pine is a golf club that I belong to where I will be a board member. My expected responsibilities will include helping to club set policy and plan for the long term success of the club. I will not have any direct involvement in the handling of any money nor will I have any signatory control over any of the clubs accounts. My role will be strategic in nature to help develop policies to navigate the many issues the Club is currently facing. I*3293276, Entity Type: Fiduciary role Name of OBA: P M C JR TTEE N I C TTEE DTD 03/06/2005 , Address: Langhorne, PA, 19047, Investment Related: No, Position, Title, Association: Co-Trustee, Employee State Date: 12/08/2025, No Hours: 5 Weekly, No Hours during Trading: 1 Weekly, Duties: Co-Trustee/Parents I*3378269 Entity Type: Fiduciary role Name of OBA: MRS N. I C. TOD BENEFICIARIES ON FILE Address: Langhorne, Pennsylvania, 19047 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 12/24/2025 Number of Hours: 4, Monthly Number of Hours during trading: 1, Monthly Duties: Power of Attorney/Parents I*3379265 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO N. I C. IRA FBO N. I C. Address: Langhorne, Pennsylvania, 19047 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 12/24/2025 Number of Hours: 4, Monthly Number of Hours during trading: 1, Monthly Duties: Power of Attorney/Parents I*3379266 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO N. I C. SEP FBO N. I C. Address: Langhorne, Pennsylvania, 19407 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 12/24/2025 Number of Hours: 4, Monthly Number of Hours during trading: 1, Monthly Duties: Power of Attorney/Parents
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-26 |
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