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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Larimer Capital Corporation | Denver | CO | 12/2014 | 01/2020 |
| Osaic Fa, Inc. | Denver | CO | 02/2020 | Present |
| Osaic Wealth, Inc. | Denver | CO | 01/2025 | Present |
1. NOTARY POSITION: Director of Operations NATURE: notarize client paperwork if needed INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/06/2021 ADDRESS: 7979 East Tufts Avenue, Suite 1575, Denver CO 80237, United States DESCRIPTION: notarize client paperwork if needed which is rare
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-09 |
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