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Joel Eric Breiter

Oppenheimer & Co. Inc.

Boca Raton, FL

Westhampton, NY

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-12-13
NY RA APPROVED 2021-04-07
  • FL RA
    APPROVED
    Since 2021-12-13
  • NY RA
    APPROVED
    Since 2021-04-07

Branch Locations

Yamato Office Center 999 Yamato Road, Suite 300, Boca Raton, FL 33431 • United States

11A Sunset Avenue, Westhampton, NY 11978 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Boca Raton FL 12/2013 Present
  • 12/2013 → Present
    Oppenheimer & Co
    Boca Raton, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-28
S63 Uniform Securities Agent State Law Examination 1987-04-08
  • S65 Uniform Investment Adviser Law Examination
    1996-02-28
  • S63 Uniform Securities Agent State Law Examination
    1987-04-08
Other Names
  • Joel E Breiter

View on SEC IAPD

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