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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-12
IL RA APPROVED 2011-07-08
  • TX RA
    APPROVED
    Since 2023-04-12
  • IL RA
    APPROVED
    Since 2011-07-08

Branch Locations

Oak Park, IL • United States

525 4Th St, Wilmette, IL 60091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Chicago IL 09/2009 Present
Previous Registrations
  • 1998-06-04 → 2003-10-30
    Beacon Financial Services, Inc.
    Chicago, IL
Other Businesses

1. 7/6/2011 - Beacon Financial Services, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 7/21/2020 - No Business Name - Investment Related - 525 4th Street, Wilmette, Il 60091 - Real Estate Rental - Started 07/01/2020 - 1 Hour Per Month During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-06-18
  • S63 Uniform Securities Agent State Law Examination
    1991-06-18
Other Names
  • Sean A Omalley

View on SEC IAPD

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